The challenge of HIV prevention
The challenge of HIV prevention
In spite of recent government and civil society efforts that have
noticeably improved AIDS-related morbidity and mortality, the expanding
numbers of people infected with HIV is a major concern. A welcome
increase in access to AIDS treatment has been offset by a dangerous
decline in HIV prevention interventions. In its 2006 Report on the
Global AIDS Epidemic, UNAIDS asserts that implementation of
comprehensive HIV prevention measures could avert 28 million new
infections between 2005 and 2015 - more than half of those projected to
occur during this period. Yet, after more than 25 years since the
epidemic began, those populations most vulnerable to HIV infection have
not yet been effectively reached by prevention interventions, not
necessarily because of lack of efficient approaches, but rather - and
most unfortunately - because political commitment/willingness/interest
is lacking among many policy-makers to implement strategies that have
proven successful all over the world.
This is of particular importance for those populations experiencing
rapidly rising or already high HIV infection rates. These include sex
workers (SW), men who have sex with men (MSM, including gay men,
transvestites, transsexuals, and bisexual men), and injecting drug users
(IDU). These groups are the focus of this technical guidance.
While it is well understood that these particular groups are more
susceptible to HIV infection because of their behavioral, cognitive, and
programmatic environments, they are among the most stigmatized and
discriminated-against populations in society. In fact, they are often
victims of “layered” stigma. On top of the already existing social
stigma against SW, MSM, and IDU, the association with AIDS, as well as
with race, gender, and poverty contributes additional layers of
discrimination.
In most countries SW, MSM, and IDU are excluded from meaningful
participation in the decision-making processes that design, implement,
monitor, and evaluate HIV prevention interventions. As a result,
resources directed to their specific HIV prevention needs and interests
are vastly disproportional to their risk of becoming infected. Work
around the world has shown that effective prevention strategies focusing
on those most vulnerable populations must necessarily adopt an approach
that combines:
Community-determined and led actions to change individual and social
behaviors that reduce risk of HIV infection;
A guarantee of equal access to comprehensive quality health services,
including care, support and treatment; and
Promotion of respect for fundamental human rights, while empowering
vulnerable groups to focus on the “enabling environment,” particularly
the underlying conditions that make marginalized communities vulnerable
to HIV/AIDS.
The challenge lies in reaching a balance of outputs from each of these
three strategic components - dealing equally and simultaneously with
individual knowledge and behavior; providing access to quality,
relevant, and friendly counseling and health services; and empowering
the community to address the underlying structural barriers that
increase their vulnerability. All the while, program design must be
predicated on protection of human rights, considering the specific needs
and interests of the served population. Ensuring success in the four
strategic areas poses one of the biggest challenges in intensifying the
scale and scope of HIV prevention.
International Efforts
In 2001, during the UN General Assembly Special Session (UNGASS) on
HIV/AIDS, a Declaration of Commitment on HIV/AIDS identified the
prevention of HIV infection as the key response to the epidemic (see Box
1). To address crucial prevention issues, signatory governments to the
2001 Declaration committed themselves to a detailed set of targets and
programs.
As follow-up to the 2001 Declaration, UNAIDS published the “Policy
Position Paper for Intensifying HIV Prevention” in 2005, a key resource
document presenting a set of principles for effective HIV prevention
(see Box 2).
Similarly, Pathfinder International’s 2005-2008 Organizational HIV/AIDS
strategy argues that effective HIV programming must (see Appendix A):
Be based on evidence;
Provide comprehensive and integrated services;
Protect individual human rights;
Provide universal access to quality HIV prevention, treatment, and care.
Despite the apparent political commitment demonstrated by these
declarations, most governments failed to achieve the agreed-upon set of
both international and national indicators by 2006. That year the UN’s
new draft declaration voiced concern about the slow progress, but did
little to demonstrate real political leadership in the fight against the
pandemic. The document did mention the concept of “vulnerable groups”
and proposed intensified efforts to eliminate all forms of
discrimination and to ensure fundamental freedoms, as well as to scale
up prevention, treatment, care and support efforts. But, by not naming
the groups that have the highest vulnerability to HIV/AIDS, the UN Draft
Declaration failed to address their specific needs and to counter the
stigma and discrimination fueling the epidemic, thereby further
violating people’s fundamental human rights .
Likewise, although the 2006 Draft Declaration acknowledged the current
feminization of the epidemic worldwide, conservative governments have
prevented efforts to recognize the specific need to empower girls to
protect themselves from HIV infection, e.g. through education and laws
punishing rape and sexual coercion.
Some conservative governments continue to promote abstinence only and
faithfulness programs, despite absence of scientific proof of their
effectiveness. In fact, sound evidence shows that they cause infection
and death by ignoring the need for youth and married women (two highly
vulnerable groups) to prepare themselves for safer sex. To prioritize
such strategies without promoting condom use promotes the spread of the
AIDS virus and other sexually transmitted infections (STI). Such limited
interventions are far removed from the reality of most countries and
cultures.
Consequently, organized HIV/AIDS civil society groups and some
governments have increased their own commitment to promote, maintain,
and surpass the important achievements of past years. More than ever,
acknowledgment of human rights and the recognition that sexuality and
reproduction are included in those rights, must be the ethical paradigm,
as well as the practical necessity, in the design, implementation, and
strengthening of HIV/AIDS prevention interventions, particularly with
vulnerable groups, like SW, MSM, and IDU.
Strategies and Tactics
Thinking strategically - risk versus vulnerability
In the first decade of the AIDS epidemic, the term “at risk group” was
applied to those social groups in which the first cases of the disease
were diagnosed - MSM, SW and IDU. Individuals thus labeled had their
humanity questioned, were presented as the only ones susceptible to the
disease, and were considered dangerous. As a result, the general
population failed to identify themselves as “at risk.” Not surprisingly,
that period was marked by limited drug research and large scale
increase in social stigma and prejudice.
In the early 90s, the term “at risk group” drew criticism, particularly
from the organized gay movement in some Northern countries, because it
implied that all members of those groups were at risk, rather than that
“behaviors” of some group members were risky. Instead, the concept of
“risk behavior” emerged, pointing to specific characteristics and
behaviors that could maximize the susceptibility of individuals to HIV
infection.
Unfortunately the concept of risk behavior also has limitations. With
its focus on the responsibility and protection of individuals, the
concept does not take into account the sociocultural construction of
risk. e.g., what in their environment drives people to take risks,
(e.g., hiding their sexuality or drug use, getting paid more for sex
without a condom, the power inequities in social and interpersonal
relationships). More importantly, what in their environment can help
them not to take risks?
In 1996, with the publication of the book “AIDS in the World II,”
Jonathan Mann and Daniel Tarantola introduced the concept of
“vulnerability” and expanded the arsenal of knowledge necessary for a
broader response to the epidemic in the social, economic, and political
arenas.
According to UNAIDS, “risk can be defined as the probability of an
individual becoming infected by HIV, either through his or her own
actions, knowingly or not, or via another person’s actions. For example,
injecting drugs using contaminated needles or having unprotected sex
with multiple partners, Vulnerability to HIV reflects an individual’s or
community’s inability to control their risk of HIV infection. Poverty,
gender inequality, and displacement as a result of conflict or natural
disasters are all examples of social and economic factors that can
enhance people’s vulnerability to HIV infection. Both risk and
vulnerability need to be addressed in planning comprehensive responses
to the epidemic.”
In the prevention of HIV/AIDS, the influence of vulnerability is now
widely integrated into the elaboration of strategic responses. This
concept enabled a qualitative leap in designing prevention action
proposals, since it shifts emphasis from the individual towards a
careful look at the social/cultural context in which the subject lives,
without overlooking his/her needs or rights.
The concept of vulnerability illuminates how inequity, stigma,
discrimination, and violence can accelerate the spread of AIDS, as well
as the reasons why some individuals or groups are automatically more
vulnerable to HIV infection.
To better understand the influence of vulnerability on HIV infection,
and to adequately apply it when designing prevention strategies, Mann
and collaborators defined three interdependent and interactive
vulnerability components:
• Individual vulnerability
• Programmatic (or political) vulnerability
• Social (or collective) vulnerability
Individual vulnerability
Individual vulnerability derives from personal behaviors, knowledge, and
attributes that affect the possibility of preventing HIV infection.
Such behaviors and attributes are linked to the social environment where
individuals live, and they reflect a level of self-awareness and the
potential power to change one’s personal behavior. Key factors related
to individual vulnerability that can be effectively addressed by
prevention interventions with SW, MSM, and IDU include awareness and
behavioral factors, personal characteristics, and social relations (see
Box 3).
Programmatic vulnerability
By their design, programs and services can increase or reduce
vulnerability to HIV/AIDS among those people most susceptible.
Programmatic vulnerability relates to the quality of information,
education, and communication in a program, as well as the existence of
quality medical and social services that are easy to access,
periodically monitored and evaluated. Quality programs must adopt
effective mechanisms to eliminate discrimination (see Box 3).
Social vulnerability
Social vulnerability incorporates those social factors that influence
the capacity to reduce individual vulnerability. It focuses on policies
and laws, like the criminalization of SW, MSM, and IDU in some
countries. It also includes the sociocultural and economic environment
and factors such as level of education, income, employment rates, equity
status for women and minority groups, religious beliefs, race, sexual
orientation, geographical or regional origin. For vulnerable populations
like SW, MSM, and IDU, the key social factors to address are stigma and
discrimination, gender, and sexuality. (See Box 3).
Stigma and discrimination:
Reducing the stigma and discrimination associated with both HIV/AIDS and
a marginalized group is fundamental for any HIV prevention strategy.
Stigma refers to a negative mark or characteristic differentiating some
people from others. Such a mark may not be visible, and most often
individuals are stigmatized due to their behaviors, physical attributes,
or social conditions.
The driving forces behind HIV-related stigma include lack of knowledge,
distorted beliefs or fears about HIV transmission, and collective denial
that stigma exists. As a consequence, stigma is manifested on three
different levels:
Individual (guilt, isolation, shame, denial of HIV positive status)
Programmatic (condemnation, expelling HIV+ children from school, HIV
screening tests for job applicants, loss of job), and
Social (punishment, exclusion, rejection, violence)
Especially in the health sector, stigma and discrimination against
HIV-infected people and most vulnerable populations of SW, MSM, and IDU
is serious. The health sector should therefore be one of the first
places where concrete interventions against stigma and discrimination
are undertaken.
Gender:
The idea that STI are primarily transmitted by women still prevails,
despite the fact that it is easier for a HIV+ man to infect a woman than
the reverse. Married women are frequently suspected if they ask their
husbands to use condoms, which is probably why many women become
infected with
HIV at home. Women testing positive during antenatal care are blamed, as
the first in the household to be identified. Cultural norms condoning
men having different sexual partners and refusing to use condoms
contribute significantly to spreading HIV and are especially hard to
change in most societies.
Gender and power inequities contribute to increased HIV vulnerability of
individuals and groups. Women’s position within the society, usually
submissive to men, greatly increases their individual vulnerability to
HIV/AIDS. In many countries and all regions, cultural and ethnic
beliefs, taboos, and myths can place the woman in extremely vulnerable
conditions. For example, in parts of Africa it is believed that when
infected by HIV, a man can free himself from the disease through sexual
intercourse with a virgin. Such beliefs lead to rape of younger women,
girls, and even infants. These examples show us how power imbalance
increases vulnerability for many people.
Sexuality:
Being mostly sexually transmitted, the HIV/AIDS epidemic reinforces the
misconceptions that gay men, transvestites, transsexuals, and sex
workers are responsible for transmission of the disease, and that anyone
infected is promiscuous. Healthy development of sexuality depends on
satisfaction of fundamental human needs, such as desire for contact,
intimacy, emotional expression, pleasure, affection, and love.
Sexual health, as with health in general, must be understood as a basic
human right based on freedom, dignity, and equity for all. All sexual
rights should be recognized, promoted, respected and defended to ensure
healthy sexuality and stop the AIDS epidemic (see Box 4). This will be
important for the willing participation of those most vulnerable in HIV
prevention programs.
Poverty:
The poorest people have the greatest probability of acquiring HIV/AIDS
worldwide, since they are seldom reached by prevention strategies, have
little or no access to counseling, treatment, and care services, and are
discriminated against by society. While poverty increases HIV/AIDS
vulnerability, the epidemic itself increases poverty among infected
people, their families, and communities. Prevention programs should
therefore give utmost priority to addressing the most destitute members
of vulnerable populations.
Empowering communities to promote an enabling environment
To promote any change that is primarily social, effective organizing and
networking of those affected is crucial. Networks of SW, MSM, and IDU
must work to ensure their human rights and assert their own health
demands and protection. Their alliances with public health, law and
policy, and human rights communities are critical to reducing stigma and
allowing them to emerge from isolation and hiding and receive the
information, services, and resources they need. Networks and “ownership”
of prevention programs lead to sustainable
behavior change in vulnerable populations. But where they are isolated,
focusing on protecting their anonymity, information, and services must
still be made available and strategies found to prevent their infection.
In some countries, conservative policies and political pressure have
increasingly jeopardized important achievements in HIV prevention made
in recent years. For example, many anti-condom campaigns have ties to
conservative funders and religious or “cultural norms.” Where illegal
activity increases vulnerability (use of drugs, sex work,
homosexuality), harmful laws must be challenged if they block access to
information and health care that are important to preventing HIV.
Working with SW, MSM, and IDU communities requires a community
development approach. Understanding the principles of this approach
helps to support organizing for prevention among vulnerable groups.
Community development interventions empower community members to
undertake actions for local structural change actively. These
interventions promote the potential social competencies of individuals,
groups, and institutions so they can overcome structural barriers that,
for example, deny sex workers and gay men access to resources and
participation in social, economic, political and cultural relations. For
effective results, community development interventions should promote
interactions between individuals and their social networks to enhance
social integration, social capital, and social inclusion (see Box 5).
Empowering highly vulnerable groups
People living with increased vulnerability to HIV infection are as
varied as the general population, differing in age, gender, education,
and sexual orientation, in addition to having different occupations and
professions. However, as discussed, some individuals and groups face
greater stigmatization than others, independent of their HIV status. On
the one hand, children, youth, women, and truck drivers, are generally
not stigmatized by society, despite the fact that they face high
individual, programmatic and social vulnerability to HIV/AIDS. They
become stigmatized only when they are thought to be living with HIV or
to have developed AIDS. On the other hand, male and female sex workers,
MSM, and IDU are victims of strong social stigma, independent of their
HIV status, and this ingrained and harmful stigmatization considerably
increases their vulnerability to HIV infection.
The widening awareness and commitment of governments, donors, and NGOs
to fight the AIDS epidemic has created an opportunity to overcome
barriers, laws, and attitudes that keep vulnerable groups isolated. This
new climate can bring those groups out of the darkness of “illegality”
and “immorality,” and into the light, where problems can be solved on a
human and realistic level.
All vulnerable groups must develop their own organizations for
prevention and rights recognition. Such civil society organizations can
give voice to the community and develop a network of partnerships with
other community-based and government entities. This may be the most
ambitious intervention and, in the long run, offer the greatest
potential for impact on community-led structural changes. It promotes
all pivotal components of collective empowerment of vulnerable groups:
social integration, social capital and social inclusion (see Box 5).
Each of these components forms an integral part of a total package of
interventions. Many key activities are intended to overlap, and all are
designed to address individual, programmatic and social vulnerabilities
of the community served, including subgroups, such as brothel or street
based SW, transgender individuals, bisexual men, or non-injecting or
injecting drug users.
Behavior change
It is not easy to convince people that by changing their behavior they
will reduce their vulnerability to HIV infection. Behavior change is a
complex process that takes time. Individual choice cannot change
behavior alone, but social and economic factors, such as gender,
cultural norms, and poverty must be addressed as well. The majority of
HIV/AIDS prevention programs have achieved little progress beyond
raising basic awareness about HIV transmission and, to a lesser extent,
promoting the use of condoms.
Behavior change communication
Despite large sums invested in programs of Behavior Change Communication
(BCC) over the last three decades, the adopted public health
communication model has not achieved significant changes in individual
or collective behavior in Africa, Asia, Latin America, or the Caribbean.
By focusing on the dissemination of information related to “healthy”
behaviors, which is usually designed without the participation of
vulnerable group members, these efforts fail to change attitudes and
mold behavior by simply providing large amounts of information.
In addition to “information,” many messages focus on what someone “must
do” or “must not do” (e.g. “always use condoms“, “never share needles,”
etc.). Such a strategy not only dismisses the health-related needs of
vulnerable populations, but also tries to assume control over the social
body, with behavioral mandates doomed to failure. Somebody else’s “must
do’s” seldom have meaning in the priorities and daily struggles of
vulnerable communities. For example, if a female sex worker doesn’t know
if she will have food that day to feed her children, or she can make
significantly more money, she will agree to sex without a condom even if
she knows she may get HIV.
Cultural sensitivity within the AIDS epidemic means listening to and
respecting the cultural diversity of individuals vulnerable to HIV/AIDS:
their life styles, sexuality, values, norms, and rules for daily
living. The process of developing communication campaigns and
educational materials absolutely must include the participation of the
groups to be reached, if they are to be relevant and effective (see Box
6).
Behavior change beyond the individual
Behavior change interventions must address individual as well as
societal change. Strategies adopted should recognize the influence of
the environment on personal motivation and practices, and the consequent
need to link behavior communication interventions with providing other
services and for creating a more favorable social environment.
Therefore, collective action (meetings, campaigns, advocacy, social
mobilization) must be promoted to overcome stigma and prejudice
associated with vulnerable populations, questioning the social and
religious norms that perpetuate gender inequalities, as well as
traditional views about what it means to be a man or a woman.
On the other hand, behavior change messages for those who do not
identify themselves as vulnerable to HIV infection are better channeled
anonymously, through hotlines, web sites, and large awareness-raising
events, such as International AIDS Day, gay pride parades, music
festivals, International Women’s Day, among others. This is an effective
way to raise awareness and “desensitize” the larger society to
behaviors that are not always accepted as mainstream.
Comprehensive, Quality Health Services
In designing HIV-prevention interventions for vulnerable groups, their
access to quality, comprehensive health services, such as management of
sexually-transmitted diseases and HIV voluntary counseling and testing
(VCT), must be ensured. Sex workers, MSM, and IDU should receive medical
services from providers preferred/chosen by themselves -- private, if
affordable, or at public services with health workers adequately trained
to deal with these clients’ specific needs and interests (e.g. able to
show respect, uphold confidentiality, etc.). At the same time, respect
and confidentiality cannot replace discussing sensitive topics of
interest and health, like sexuality and sexual practices, domestic
violence, and sexual orientation. When inter-personal confidence between
vulnerable groups and health providers is promoted and
well-established, there is hardly any topic that cannot be the subject
of interesting and health-promoting interpersonal dialogue. Effective
providers and counselors need to be able to talk frankly about sensitive
issues to address the real practices and behaviors that make HIV
transmission more likely.
Actually, ingrained stigma and discrimination are constant impediments
to appropriate interaction between health providers and vulnerable
populations. An alternative is care delivery at specialized clinics,
normally run by local NGOs (in countries like Brazil and Mozambique,
these services are provided by the public health system). However,
despite the assurance of a stigma-free environment and the reinforcement
of social integration, these NGO services tend to be project-dependent
and generally not sustainable in the long run. These specialized
services can also have the negative effect of perpetuating social stigma
by portraying SW, MSM, and IDU as “risk groups” in need of segregated
services.
Quality Care and Treatment
Treatment for sexually-transmitted infections (STI), opportunistic
infections (OI) (including Cotrimoxazole for prevention of OI), and
Highly-Active Anti-Retroviral Treatment (HAART) should be stressed. All
providers must be trained in accurate diagnosis and treatment of STI
(including Hepatitis B and C), and the need for regular blood tests and
laboratory studies for SW, MSM, and IDU. IDU should be guaranteed
prejudice-free and appropriate medical treatment for abscesses and other
infections and potentially life-threatening reactions associated with
their drug use.
Referrals and access to care and treatment for HIV/AIDS
Referral information, linkages, systems for voluntary HIV counseling and
testing and medical services must be part of any prevention or support
program for vulnerable groups. Expediting access to lab services (CD4
counts, liver function tests), psychological support services, nutrition
counseling and supplements, social services, physiotherapy (including
eliminating barriers of affordability), are necessary referrals and
services. Providers should be both savvy and capable of helping navigate
those systems. Peer educators/community members must not just provide
information, but actually accompany their peers to the services to
provide courage against stigma and fear. Critical information, such as
the availability of Cotrimoxazole, or the dangers of TB and HIV
co-infection, and how to access effective treatment, must also be
provided.
In-service training and sensitization
In-service training and sensitization teaches health workers to take
their cues from vulnerable groups regarding the services they need,
rather than deciding for them. Vulnerable populations should be the key
designers of their own services and programs, sensitizing service
providers and managers to designing services that will not “miss the
mark” and block access. Providers must learn how to provide appropriate
care for specific groups, such as transgender individuals, and reduce
stigma and discrimination at health facilities. Community members need
to be able to talk openly about the fabric of their lives, and providers
need to be able to listen and not mandate. Peer counselors should be
available in clinics to act as liaison between MSM or IDU and providers
if needed. In Pathfinder’s Mukta Project in India, the presence of
trained sex worker paramedics in clinics has strengthened community
ownership and involvement. This active engagement in the design and
provision of health services is necessary not only for client comfort,
but also to create systems they will accept and in which they can
actively participate.
A regular supply of prevention tools – IEC materials, condoms (male and
female) and harm reduction supplies is critical for effective prevention
efforts. Strategies to provide free as well as socially-marketed
condoms should be considered and discussed with the community. The
provision of these prevention tools must be carefully integrated into
the outreach and behavior change strategy, as well as easily available
at clinics, local community/drop in centers, and all venues where the
community members congregate.


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